EFTA01282908 - Dataset 10

Extracted Text #

. Deutsche Asset
• & Wealth Management
DBTCA Deposit Account Opening Application
Private Wealth Piemiumm Private Wealth Premium t" Private Wealth Premium na
Elite Personal Accounts EliterBusiness Accounts Banking Services
O Checking Met. N Checking Acct. 8 O Consumer Debit Card
O Elite Checking with Interest O E kte Checking with Interest O Joint Applicant Debit Card N
Acct. # Met. N
APY 2 /PY O Business Debit Card N
O Elite Money Market Deposit Elite Money Market Deposit
Met. # Mot. toi c Style 1A44ce
APY APY Delur Chr
e
ecle
❑ Certificate of Deposit O Certificate of Deposit Et Name Only OO1O3-3 -3 T,AM
Aect. N Acct. M O/Name and Address -n- p ;La
APY Cptole. . BIDE
APY
Term Term O Duplicate Statement Hoez imcf Bow,.
Addr
O DB AG NY Preferred O DB AG NY Preferred
Certificate of Deposit Certificate of Deposit City
Acct. # Acct. N State Zip Coda
ti
APY APY O Mailing address (if different)
Term Term Name
Promo term Promo term
Addr
(DMA deposit account required, (DEITCA deposit account recurred.
along with a D8 AG Preferred Terms along with a DB AG Pretense Terms City
and Conditions/ and Conditions) State La Code
Private Wealth Premiumn" O Cash Master Sweep Account
Into net Banking Services Checking Acct. N
a ' DB Private Wealth Online Plus Elite Money Market Deposit
Ertink to Existing Online Relationship
Iva Ot
Acct. N
APY
92 is-3 99 (.7
(ther/Co. ID Number) Target Amount lig 1Z ci 7 Li (0,
Trigger Amount
Client Relationship
O Individual Account O Custody under NY UTMA 2) Corporation
ci Joint Tenants with Right O Foundation O Limited Liability Company
01 Survivorship
❑ Joint Tenants in Common O Non•Prof it Organization O Partnership
O In Trust For/Payable on O Attorney Trust Escrow O Limited Liability Partnership
Death/As Trustee for
❑ Trost O Landlord Master Escrow
ID Estate
13.AWIA-0101
NAOSOD0001see24monasit
013959.032613
SDNY_GM_00038507
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001331
EFTA_00I49I I6
EFTA01282908
Account Ti e and Joint "plicattiy al‘ nformation
tuari
Name of Accgitr t Title Joint Applicant
Oast name, first name, middie 'manor Business fast name, first name, middy initial)
Social Sec
8.L341- 14 '31.-
Nurgber or Tappet/et IO Nwtber , Social Seaway Number or Taxpayer ID Number
4/0 0 Mok 610Atier fi?
g<i',
Address °°Str''' Address
51- DePsits
City. State and kp Code r alanikabi. City. State and Zip Code
Home Telephone Number Home Telephone Number
3 y4. (4/2,)ci -9) •
Business Telephone Number Business Telephone Number
Dale of Binh Date or Birth
Name*, Employer Warne of Employer
Address Address
Not 'table
City, State and Zip Code Coy. State and Zip Code
Notice of Customer Identification Policy
Important Information
To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial
institutions to obtain, verily, and record information that identifies each person who establishes an account, investment or
other business relationship with a financial institution. This means that we will ask for your name, address, and other
information that will allow us to identify you. We may also ask to see identifying documents such as a cenifinete 01
formation or good standing (legal entities) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing; these rules cantor an active involvement of both asset management firms and their clients. For
new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities.
addresses, source of funds end. if necessary, legal representatives, authorized signatories, beneficial owners or control
structures and to collect requisite documentation to substantiate the information. Also. enhanced anti-money laundering
requirements require that should any of the above personal or institutional information change, our clients would be
obliged to immediately notify us of the thange(s) and provide us with relevant documentation to verity these changes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from lime to time you may give instructions by telephone, facsimile or email regarding
the above captioned aocount(s) (defined herein as -Verbal Instructions"). II is understood that the risk of Verbal
1 Instructions being givdo by person et persons purported to be you is year own. Absent the gross negligence nr willful
misconduct of Deusche Bank Trust Company Americas (OBTCA). you agree to indemnify and hold harmless DBTCA for
any claims. losses. expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and
unauthorized Verbal Inshurtions. You understand that OBTCA May, but shell oot be required to. seek verification of your
verbal, facsimile or email instructions by call back. In case of doubt. OBTCA may in its sole discretion refuse to execute
your Verbal Instructions or any pan thereof, without incurring any liability. DBTCA is under no obligation to execute your
Verbal Instructions to transfer funos or securities to anyecceunt(s) without written idsductions bearing your oratinal
signature.
Joint Account Disclosure
You have opened a joint account with OBTCA and acknowledge receipt of the following information: This deposit and any
additions to the account shall become the properly of each owner as joint tenants, and DBTCA may release the entire
account to any owner during the filetinle of all owners. DBTCA may honor checks. orders or withdrawal requests from
any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in
the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA
may honor checks, orders or withdrawal requests from the survivor(s) atter the death of any owner(s) end may treat the
account as the sore property of the survivor(s) atter the death of any owner(s). Unless OBTCA receivas written notice
signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner
for Continuing to honor checks, orders or witndiawal requests from ary owner. After the receipt of the notice referred to
in the previous sedfence, DBTCA may require the written authorization of any or all joint owners for any further payments
or deliveries.
2 13,AWA4.0101
013359 032613
SDNY_GM_00038508
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001332
EFTA_00149117
EFTA01282909
ATM/Debit Service
You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
If You have selected to receive Internet Banking Services, you understand that you well be required to enter into a
separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service.
Acknowledgement of Receipt of Privacy Notice
8y signing below, you acknowledge receipt of OBTCA's Privacy Notice included in the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounts)
and your business relationship with DBTCA.
Non-US Organizations: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and
your business relationship with DBTCA Furthermore, you confirm that the necessary information Ito the best of your
knowledge and capabilities) is made available no less than annually to the relevant beneficial ownerls), settlor(s).
beneficiarylies), panner(s), etc. to enable himthed them to fulfill any respective tax obligations that may arise for him/her/
them in connection with your business relationship with DBTCA.
Please complete and attach separate W-8 or W-9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this
Application and agree to be bound by them In addition, you agree to notify us immediately of any material change to
the information provided by you on this Application.
You represent and warrant that all of the information provided by you on this Application is accurate.
The Terms and Conditions for Deposit Accounts are subject to.change.
Acceptance
You
7.und9rstand that this a : is subject to acceptance y DBTCA.
003
Account Holders Signature Data
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11AWMO101
0139590321M
SDNY_GM_00038509
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001333
EFTA_00I49I IS
EFTA01282910
IN WITNESS WHEREOF, the undersigned. by and through its authorized officer, has caused this instrument to be
executed on the date listed below.
IFOR BUSINESS USERS]
Apottal Ai>
Llumiess Norm /
Narneirele
9/04
&QOM N Date
MUT HE RANK TRUST COMPANY AMERICAS
IN
ievresou
BY
I L -A .JA i-C1O
Print Nernekrtle
tic
r0llT.ln
Date
(FOR ALI. OTHER USERS(
Account Name
flame/Tote
Signature Date
Ww1346037
2) OfOiStiOaeltt3
SDNY_GM_00038510
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0001334
EFTA_00149119
EFTA01282911
Deutsche Asset
& Wealth Management
DBTCA Deposit Account Opening Application
Private Wealth PrerniumTM Private Wealth Premium DA Private Wealth Premium TM
Elite Personal Accounts Eli Business Accounts Banking Services
Checking Acct Checking Acct. O Consumer Debit Card N
❑ Elite Checking with Interest o Elite Checking with Interest O Joint Applicant Debit Card #
Acct. N /Lett. #
APY APY O Business Debit Card 8
❑ Elite Money Market Deposit CI Elite Money Market Deposit
Acct. # Acct. P lat Oefuxe ChKkbook Style N
APY APY trirOda r„..yAb4 Q.ir(ta.;.(1
O Certificate of Deposit O Certificate of Deposit 0,N
3, Na me °a ddyAvdtc.;213?
Acct. N AM. 8
Tc
APY APY
Term Term O Duplicate Statementeowe: qztek
Addr frice..zo4Q80.u;
❑ DB AG NY Preferred ❑ DB AG NY Preferred
Certificate of Deposit Certificate of Deposit City
Acct. Acct. # State Zip Code
APY
Term
APY
Term
0 Mailing address Of different)
Name
Promo term Promo term
Addr
S. (DUCA deposit account required, iD8TCA deposit account required.
along with a 08 AG Profaned Terms along whit • DB AG Preferred Terms City
and Conditions, and Conditional State Zip Code
Private Wealth premiurnTM ❑ Cash Master Sweep Account
Internet Banking Services Checking Acct. N L.) S3 `IS 9
96 Private Wealth Online Plus Elite Money Market Deposit
cg"-Link to Existing Online Relationship Acct. N gcl iz935- if
ago %SC, APY
(User/Co. lb Number) Target Amount
Trigger Amount
Client Relationship
❑ Individual Account ❑ Custody under NY UTMA El Corporation
EI Joint Tenants with Right O Foundation O Limited Liability Company
of Survivorship
o Joint Tenants in Common O Non-Profit Organization O
Partnership
❑ In Trust For/Payable on ❑ Attorney Trust Escrow O Limited Liability Partnership
Death/As Trustee for
❑ Trust O Landlord Master Escrow
ID Estate
13.awartnef
NAOS0000015602-000104611
013959 03203
SDNY_GM_00038511
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001335
EFTA_00149120
EFTA01282912
Account Title arid Joint Application Information
.e_ fi.e4
Name o nt Ter Joint Applicant
(last name. first name, middle initial) or Business (last mime. first name. middle initial)
51- 0 V° 5-44/Z Number
Social Security (timber or.Texpayer Social Security Number or lawayer ID Number
41 /4 ° iii--1) /hat' 0 varigt- /57
Address. Address
nal C VW °DS:trataindicable Gay, State end Zip Code
City. State and Zip Code
4_'2 i 7 N al /
Horne Titephone bar Nome TeWphone Number
SVC)
i 2.)C1-7) — K
Business Telephone Number 1, Business Telephone Number
Date of Binh Date of Birth
Name of Employer Name of Employer
Address Address
Not applicable
City. State and Zip Code City, State and bp Code
Notice of Customer Identification Policy
Important Information
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial
institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or
other business relationship with a financial institution. This means that we will ask for your name, address, and other
information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of
formation or good standing (legal entities) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing: these rules tall for an active involvement of both asset management firms and their clients. For
new and existing clients we currently have a regal obligation to ask our customers questions regarding their identities,
addresses, sourcessf funds and, if necessary, legal representatives, authorized signatories, beneficial owners or Control
structures and to collect requisite documentation to substantiate the Information. Also, enhanced anti-money laundering
requirements require that should any of the above personal or institutional information change, our clients would be
obliged to immediately notify us of the change(s) and provide us with relevant documentation to verity these changes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding
the above captioned accounts) (defined herein as "Verbal Instructions"). It is understood that tho risk of Verbal
Instructions being given by person or persons purported to be you is youc own. Absent the gross negligence nr willful
misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless DBTCA for
any claims, losses. expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and
unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be 'kinked to, seek verification of your
verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute
your Verbal Instructions or any pan thereof, without Incurring any liability. OBTCA is under no obligation to execute your
Verbal Instructions to Canister fonds or securities to any account(s) without written instructions bearing your onginal
signature.
Joint Account Disclosure
You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any
additions to the account shall become the property'of each owner as joint tenants, and DBTCA may release the entire
account to any owner during the lifetime of all owners. OBTCA may Ifronor checks, orders or withdrawal requests from
any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit lunds held in
the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA
may honor checks, orders or withdrawal requests from the survivor(s) after the death of arty cmierls) and may heat the
account as the sole property of the survivor(S) after the death of any owner(s). Unless DBTCA receives written notice
signed by any owner not to pay or deliver any joint deposit or addition or accrual. DBTCA shall not be liable to any owner
for continuing to honor checks. orders or wItndrawal requests from any owner. Atter the receipt of the notice referred to
in the previous sentence. DBTCA may require the written authorization of any or all joint owners for any further payments
or deliveries.
2 13-AWM.0101
013959.032613
SDNY_GM_00038512
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001336
EFTA 00149121
EFTA01282913
ATM/Debit Service
You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
If you have selected to receive Internet Banking Services, you Understand that you will be required to enter into a
separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service.
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s)
and your business relationship with DBTCA.
Non-US Organizations: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and
your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your
knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s),
beneficiarylies). penner(s), etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for him/her/
them in connection with your business relationship with DBTCA.
Please complete and attach separate W-8 or W-9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this
Application and agree to be bound by them. In addition, you agree to notity us immediately of any material change to
the information provided by you on this Application.
You represent and warrant that all of the information provided by you on this Application is accurate.
The Terms and Conditions for Deposit Accounts are subject.tochange.
Accepyc
You ynderstand that this e by DBTCA.
9M7
Account Hoider's Signature Date
Joint ActOunt Holder's Signature Date
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3 13•AWM4101
013959 032613
SDNY_GM_00038513
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001337
EFTA_OOI 49I 22
EFTA01282914
IN WETNESS WHEREOF, the unde:stgned. by and through its authorized officer, has caused this instrument to be
executed on the dale listed below.
[FOR BUSINESS USERS]
j-661-
Business Na
El1
t/4 e -ift
Namerf rec.
Signaryre Date
DEUTSCHE K TRUST COMPANY A
By
LoAaa act
Print Name/Tek
0ete '3
]FOR ALL OTHER USERS)
Account Name
Name/Tale
Signature Date
WM134667
21 010196.060613
SDNY_GM_00038514
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001338
EFTA_00149123
EFTA01282915

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