EFTA00011149
Dataset 8 · 8 pages · 697 KB · 3,066 words
Extracted Images (8) #
People (2) #
Extracted Text #
CLEARED THROUGH ITS WMOil V 0W ED &JESIDi ARV OFFICE SERVICING YOUR ACCOUNT Sear. Steams SetWitles Cap. Bear. Stearns & Co. Inc. BEAR STEARNS GNISUMNE MAXWELL ACCOUNT DEOJ STATEMENT PERIOD August 1, 2006 IELEPTICNE THROUGH August 31. 2006 MDT CUR masr. eriev.ocaesicams.coN ACCOUNT NUMBER What's In This Statement TAXPAYER NuMEER On Ale LAST STATEMENT July 31, 2006 Financial Summary 3 Ghislaine Maxwell Your Portfolio Holdings 4 Transaction Detail 7 Fund Activity 7 Your Portfolio at a Glance Market Value of Your Portfolio Cash & Equivalent Ste.5 TOTAL VALUE OF Seel/RIMS THIS PERIOD 14.745,856 $54664 LDNG ACCRUED INTEREST 8,134 Equities S13,045,856 514.196.631 MONEY MARKET FUND BALANCE 56,359 Fixed 51.700.000 Income 51 700.000 NIT SODDY THIS PERIOD $14,810,349 Curtail Market value NET EQUITY LAST STATEMENT 15.955,311 MU Lest statement's mariet value CHANGE SINCE LAST STATEMENT -1,144,962 There are no 'Stop Lose orders or other pending buy or sell open orders on file for your account. Please report any ditlentece or noncoanct a chocks oe stocks, indicated as Careered b you. to Pent Sawn at h01.334.142A or write to Dent Services at Sear. Steams Secure*, Cap. One Mamba Cater North. Broady* NY 11701.3659 ta x les summary is for in'onnatenal exposes cry It is rot intended as a tai CIOUXI1Ord Tb s statemel shs-dd be retained for yet records. See remise sta. Tor irnecnest information 027 OROL06:07:5R 001 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00055745 EFTA00011149 CLEARED THROUGH ITS MOLLY OthfrED DiTeSiCt ARP Bear. Steams Securities Corp. GilSIAINE MAXWELL 2 as Orates he one babnces nay be teed n it Ales PLEASE PROMPTLY NOTPY VOA ACCCIMT GUIDE TO YOUR STATEMENT MatkaPrices/Boncl Ratings. be market vele obostetintli ere n Tee lantern taut to the in ton a 17CIR Skeen 3.10.156.3 DICED/FIVE NWRITIOCC ANT MATERIAL You teat sty organ the Soap sates Tate" day al the deterred period Ran b deterring mkt weer the Seater badge ed of 1934 You haw to %It ClioNWS WIGS FIWCIAL vans reamed cobraes These egmates as eland ken m mew km us n the cease of nom, Maness operaten CIRCUPASTMCES OR PAIESTIAENT Your Pieelfolio at a Glances Feelers be rat nay of mays 10/Cei, nag Bear Stan, is Albin ad dal demand to nab or oeJECTIVES ten atrant A to dase of the staren penal tenet kuty ohne tree Phig neon rag be tea adds a) any he crecit names to ens you are lathed apt of statemert ae Rey age sere the tat gasmen area A. to es Clang aces a neon b) try lamed sautes to mild yen we Mad riltititabef tat teas rang ote darks dose 01 sty staavth Pirdsuid on ^lir LW hi paper or aces se noe ateatahable lo primate a lipartal prim feyndetternessIOUS Maine Value of Year Portfolio, A gads refacing If tela is a min, accost end we mein a ben to tote n the rant rya a yar asadel ra*t tem the tined on tht nald weed retakeng between te wades. Piny nines Os rot nen bds tor fry memorardm accost for ps. lies a a abed nein et morn rate releaed as yea leg statement (CenCish wades Actual ernes maned non at wit may be rata lest yew grid more ad special memrasten accost Eanthre eaJtie> fraud Finds Foci Iccrre. Cost then tote *ma en sax Bad ratings are needed morainal to yen under Sitcom 1706 et teat° T aid km cads sans. Me Id bens at load for racket try Pa Bard ofDonn of the Faint Rend System. The pennant word et as nine hone a raga by 3ternment Frequency: Statements sal be moiled to Cash Flow Analysis and Cash Balance, values at bond tares to be reya s. vie and swarm wstomets whose account has Warty caring the staterrere ter barony Realm, T. a reamix a repeal Summons Ball >bah yen csemth and and; taws. period affeang money balances arena seen/ positrons TM tout cost ban ta• eat nosey tonal all he intend Delany Veda Panned curarens whose a cant has Cad kw drank reacts to categcota ce cacti actiuty. process prodded eddy as a nerd irkaten of pertinence ad nib m be used fee tan tutor a For Gads Acceense run rienstien wt respect wary al receive statements on a °artery inns that sal Cain eau Sown Weds the cab bastes ay accost reflect all early dunr.g the paler Al other adorned vat tfOn Opening &lama r. to an a cant tarred as Item Sena ryatamadds re wawa of tar tax Nara to comments end on dams rented to Pe enectlos ol li ed cptcre tanseceons Ins beta mused on cabratore be sere statements at least four times a calendar year the Tend Debts aleeth Nate Cbeeng Saran the NMI liefrespect to woody eosins mend no bra bent presided their accoure combs a mow balance or ccertinaton a to teed dads an aides ea the interned cost bete fem. to been woad by Au of such banana preskusa tensed to yen and ea peeled legator nth to wenn, cash beano dna Poland Cog bees Sonata railed to ant proton coreateg ntirnallen v.4 be male await b vat pan* wen van starry podia, Omer du der WI n MitiOiti 6Y a Tess all a Wed a none then tweedy lax kes (purchases ad rtereamerts) es a. Walt lafeeirellon AvallaB a Upon Rogues The date seine *played a navies x one tat tenn are big lairrn and tine of the tromecoon aid the name of the neon from Ma fun iltatinonSwab* torn yos teen Cod Realer ends: e sty nosties in by a for pis whom the 'truly was purchased. or to whom it was sold bne nemette has been mond by you a by a gird accost me bean rickyricen when Pa Peen read woe wit be berthed icon request legend banennenas Retests the total Mon. fewest party cn yaw beat and not by Ear Den Darter 31, 1992 wit viral waren a nye then ow ant ant nano nuts kr the statement period an year to Cog basis th aldial Mang to yea rail !Ss bodies yaw. we are mat we we tasty the cadan set bet n abase promptly way the aka servidng yea non in sate dry to eared. margh Rent ed rrisalerecus receded a se rune of ter us. a depbald el Re and di CO riencY Rasa See, deers we raced Pere f day* shgemire writing et any change of anon The cake knead your agnate in are dab Icon Mean ere keg Waned Ice 1.16S12 (e) (3) arid mewl that we a empty wed the axount can be lowed onPage1. Folks nbenton a arab* amt soar beer regimen of Tinny Regan Sexton 1.1e612(c) 0) b DieklitInillefl Relent (Ohms m caeca. wanton delve-yet such Ware abigaba KInck dark yaw accost numbed.) on el et:despondence. Ii lams. and eta axone for Pie aliened perod and s The any cost ban of to postern lees been a*std to cured year rent arno' a ecann fi nancial ritatonsoat A Swell storm of of kin Bee. Steam /nudes Cap man a member d the for yen amoral raped= al or t a a copy Sounds neestor Protection Corpabon r9PC% Reenineet Plan Reads the catrlabra mead ad vi-lx want torn don Ardenmedia provides Wart prantion Ice the net nay of a riarbease peel Ong the 'tannest nod es nil as fa the Thenbection WS; Relics S twanbos send cv cinemas funds ad senates podded. WC pecregles mocerrec for der athant ma staternat period Exam) at penury net task Protechars wan; ceatous seer. Candy: Alva we at sue now a ad as a cleamg SkO,C00 for chines for cash nix Cover . Nsa aged kr AV bicker we terry thir mart ad ad as sat vroweax.o9 for roca Wombats that WC Coverage. Your Peelfellite Alleceinet Ape eat darn ear Trades lbeented std Nat Tat taateadt roe: daanda to ant ha searbes. am meted by us, nth BSSC provides the additional protection rEaces, srci asset akonant (Celneelih Eiacalei Sides. land ml nett my Wades rot nt need by to foist ruse barn *prate *e vih as to4i ear brag, a through Custom., Asset Protection Company re-GPCCrl. Funds. Fired moane Caw. :tag date The stainers dale es mated nevaam agranke mamma et trienracta we nen for tar a New Yak keened iraurance company. Accord accent nines coon% to pas at Mal In protection apples when a Slot member fern It yen and nay be tread la ea Chart Senn fineriesey and is unable to ins* as diatom to as Penton* Composition: Rebuts a snowy of IMPORTANT NOTES Ofthararent at 317-03e12579 If yea axon is Mocked by Wine" cinemas, but does int apply to losses loin the ctsnieash ecarelert. tales. meal Inds ad bed lame Dividend Income: rodeos onkel to year accuse Mee rater bioler, elan:ma wag a accost ad rise or Id es to market raked Investments a to WC lore newel peed rare :dna gars roman* dearth inn binds on en stay Own We Da trod to anti Maw. Innen assets such as Mures. oaken as knees. tong' gods YOU way wsn lo area tha In Papa vas forests neap trernactions, or any wester" 'Nerd to 'use so Wary on Vase &randmats. conbacts that are not owned an shun. Beads with 60 - Day Innen: Reins ton OW val manager, salad to naclarrir vitrantenta PC rays Rapaltalda b Ilia Yam' Ilaramo Suva As required by law, al year and, war v.. rend to you and to The LISA PATRIOT Act resides than al financial the eternal iarilekle Setae and to <than dates mean intaltuton °train sedan Ideltheaben gonna; or other Your Portiolie nelfesasi Reeds cash and el Methods of Competing Merest ea Debit edonnadon on sales including shod Ulan thndende. and irOCCINLOti ti ceder to comply we their customer snetes n fl accost Estrnated and roars a based Balances, tenors types of attest sal harm been created to yea identbation procedures Unla you prone the reused en to dared or nova tended lo be named army. acoctre Infonnabos a bourne,. we may WI be able to Open or named awed represerts den named 1st rot ye pal a Merest 6 caned en a ay iy dry basis foray dry id thee maiden an aceouM or effect any Ifinnehons for you. Mend on ti ed wore butes hex the to wpm dare. nen dad tact h yen Dal accost be ablation • Mere it no surartee get en reenst a be paid by Vie Its. made ea a Whild tom A to mesterei*, grin en to Carat geld n alined by Oath to anted anal Stead Monet tarn nay be Mead tom Brew toe a ram* by re made were a the cartes and reported an butenmin man ratesafor char mews. eurnaddcarertnelden9 ing2stos 027 090106:07:58 001 WI.4 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00055746 EFTA00011150 CLEARED THROUGH ITS MMOLLY OWNED SiESICYARY OFRCE SERVICING vim ACCOUNT Bee. Steams Sawlike Cap. BEAR Bear. Sten & Co. Inc. STMRNS GrISIAINE MAXWELL 3 ce STATEMENT PERIOD August 1, 2008 THROUGH August 31. 2008 ACCOUNT KAISER Cash Flow Analysis Income Summary TAXPAYER NUMBER On Elie MIf PERIO0 Tin PERIO0 YEAR TO DATE LAST STATEMENT July 31, 2008 Dividends 250.36 85365.37 Opening Balsa $0.00 Mum ante ht. 1.444.28 41.012.58 Money Fund 250.36 Credit Balance Int. 0.00 2.44 DmdendsAnterest 1.444.28 Total $1,094.04 $128,780.39 ~aunt Credited $1,894.64 Bond Purchase Ins 0.00 -310.52 Money Fund -1.694.64 Amount Wed $1,694.64 Portfolio Composition Closing Balance $0.00 Cash/Cash Ecsentlent 56.359 Couifits 13.045.856 Need Income 1.700.000 Total $14,802,215 Your Portfolio Allocation Cash & E ivalent <1% Fixed c e 11% Equities 88% Unshaded poems denote debt balance andkr that mars« valves The albcaban percentage el deemed born he serous marketvalue CE per ~Ole 027 09,01,06:01:58 001 V914 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00055747 EFTA00011151 CLEARED THROUGH ITS MOLLY OWNED SUBSIDIARY OFFICE SERviONG YOUR ACCOuNT Beer. Stearns Securities COW. Bear. Steens & Co. Inc. BEAR STEARNS GrilStAINE MAXw€LL 4 00 a STATEMENT PERIOD August 1, 2000 THROUGH August 31. 2006 ACCOUNT NUMBER TAXPAYER NUMBER On File LAST STATEMENT July 31, 2006 Your Portfolio Holdings CASH & CASH EQUIVALENTS WNW CSTiMATLD ming( OESCRIPTION QUANTITY MICE VALUE ANNUAL INCOME YIELD (%) DREYFUS CASH MANAGEMENT-CI A DIGO( 56.359.13 1.0000 56.359 2.987 5.3000 INSIMMONAL SNARES EST 30 DAY AVG YIELD 5.2300% TOTAL CASH & CASH EQUIVALENTS $58,389 $2,987 EQUITIES Equities & Options The research ratings for Bear Stearns (BSC) are shown for certain securities covered by the BSC Equity Research Department. The first rating represents the stock's total return relative to the other stocks covered by that Anatyst The key for the stock rating values is as follows: 0 = Outperform; P = Peer Perform: U = Underperform. The second rating represent the rating of the coverage universe relative to the regional broader market index. The key for the sector rating is as follows: MO = Market Overweight; MW = Market Weight: MU = Market underweight. In cases where the BSC rating is present, the name of an independent, third-party research provider and their rating may also be displayed, where such research is available. The various providers use different ratings systems and have normalized them as follows: B = Buy; H = Hold; S = Sell (this may not always correspond directly to the underlying rating system used by each provider or BSC). The ratings information contained herein is for informational purposes only and is not intended to provide tax, legal, or investment advice. Bear Stearns is neither soliciting any action based on such information, nor endorsing any recommendation or opinion expressed by any independent, third-party research provider. The symbol — indicates that continuing coverage of the subject company is temporarily not available due to legal reasons. Independent, third-party research on certain companies covered by the Firms research is available to customers of Bear Stearns at no cost. Customers can access this research at www.bearsteams.com or can call ([Phone Redacted] to request that a copy of this research be sent to them. ACCT MMES ESTIMATED CURRENT DESCRIPTION snewcusw Type QUANTITY MICE TAM ANNUAL INCOME YIELD 00 BP PLC ORO (UN BMOC CASH 18 11.3720 205 7 3.4146 UW00.26 BEM STEARNS COMPANIES NC BSC CASH 100.000 iaossoo 13.035.000 112.000 0)3592 GLAXOSMITHICLINE SWF CASH 1 283410 28 ORD GBP025 BSC RATING: STOCK PiSECTOR MO ARMS FUNDAMENTAL RESEARCH MONO: B 027 09/02106.0TS8 001 V914 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00055748 EFTA00011152 CLEARED THROUGH ITS W.4OLLY OWNED SJESIDIARY OFFICE SERVICING YOUR ACCOUNT Sear. Steams Securities Cap. Bear. Stews & Co. Inc. BEAR STEARNS Ghislaine Maxwell 5 A' A STATEMENT PERIOD August 1, 2006 THROUGH August 31. 2008 Your Portfolio Holdings (continued) ACCOUNT MAISER TAXPAYER NUMBER On File LAST STATEMENT July 31, 2006 Equities & Options (COnbilund) ACCT MARKET ESTIMATED CURRENT DESCRIPTION SYMIOUCUSIP TIME QUANTITY PRICE WAVE ANNUAL INCOME VELD (%) UVEPERSON NC LPSN CASH 2000 5.2000 10.400 VISTEON CORD VC CASH 26 8.5700 223 Total Equities & Optics. $13,045,856 $112,007 TOTAL mimes 513,045,858 $112,007 FMED INCOME Municipal Bonds ACCT ACCRUED ESTIMATED CURRENT DESCRIPTION SINSIOUCINAP TYPE DWAINE/ MINX IMIMET NUDE INTEREST ANNuAL INCOME VELD NEW YORK CITY N Y SER 6-8 84966CAT6 CASH 100.000 100.0000 100.000 274 3.400 3.4000 YMLY FLTR DATED DATE 11/16,94 EOM ENTRY ONLY WE 06/1.5.2024 3.400% RATING: MOODY MA SW M IRIBOROUGH BRDG & TUNL AUDI 898033011 CASH 400.000 100.0000 400.00D 2,267 13.600 3.4000 W SF% REDOSER A DATED DATE 1O25,O0 EOM ENTRY ONLY ESA INSURED DUE 01/01/2031 3.4001E JJ 01 RATING: MOODY MA SWAM IRIBOROUGH BRDG & TUM. AUTH 896033Q59 CASH 800000 100.0000 800.000 4.533 27.200 3.4000 W SPL RFOGSER B DATED DATE 11.02/00 EOM ENTRY ONLY FSA INSURED DUE 01/01/2031 3.400%11 01 RARING: MOODY/OA SWAM 027 0901206.07 58 001 "R14 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00055749 EFTA00011153 CLEARED THROUGH ITS SAJESID / OFFICE SERVICING YOUR ACCOUNT Sear. Steams SCCUMJCS CO M. Bear. Stearns & Co. Inc. BEAR STDIRNS Ghislaine Maxwell 6 STATEMENT PERIOD August 1, 2006 THROUGH August 31, 2006 Your Portfolio Holdings (continued) ACCOUNT NumeER TAxPAYER KINSER On Me LAST STATEMENT July 31, 2006 Municipal Bonds conbnucd) ACCT ACCRuED ESTIMATED CURRENT DESCRIPTION SYMBOL/CURIA TYPE DUANITIT PRICE MARKET VALUE INTEREST A/MUAL INCOME YIELD (V METROPOLITAN ITIPNSN AUTH N Y 59259PED2 CASH 100.000 100.0000 100.000 272 8370 3.3700 REV RIDG-SER D-2 DATED DATE 083802 EOM ENTRY ONLY FSA INSURED WE 11/01/2032 3370% RATING: MCCOY AAA SWAM METROPOLITAN TRANSN AUTH N Y 59259R7D6 CASH 300.000 103.0000 300.000 788 10.110 3.3700 GO SUB SERA'. DATED DATE 06t24,04 804:0( ENTRY ONLY WE 11:01:2034 3.370% RATING MOODY ,VN SEP AAA Total Municipal Bonds $1,700,000 $8,134 $57,680 TOTAL FIXED INCOME $1,700,000 $8,134 $57,680 YOUR PORTFOLIO HOLDINGS ACCRUED INTEREST $8,134 YOUR PORTFOLIO HOLDINGS ESTIMATED ANNUAL INCOME $172,674 YOUR PRICED PORTFOLIO HOLDINGS $14,802,215 027 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00055750 EFTA00011154 CLEARED THROUGH ITS LV.401TY OWNED SJESIDIARY OFFICE SERVICING YOUR ACCOUNT Sear. Steams Securities Cap. BOOT. SICDTOS & CO. Inc. BEAR STEARNS Ghislaine Maxwell 7 0a STATEMENT PERIOD August 1, 2006 THROUGH August 31. 2008 Transaction Detail ACCOUNT MAILER TAXPAYER NUMBER On File MONEY FUND ACTIVITY LAST STATEMENT July 31, 2008 TAW MAW TRANSACTOR OCTIRIPTON STIOOLATISIP SMARM PRIM OMIT AMOUNT CREDIT AMOUNT 08/0106 OPENING BALANCE 54,444.44 03/01/06 BOUGHT DREYFUS CASH MAMGEMENT-el. A DION 1.444.28 t0000 1.444.28 INSIOUTIONAL SHARES 05/01/06 DIVIDEND DREYFUS CASH AMMAGEMENTtl. A DION 250.36 INSTITUTIONAL SHARES MONTHLY DIVIDEND 08/01/06 REINVEST DREYFUS CASH MANAGEMENT-el A 250.36 25036 INSTITUTIONAL SHARES DNIDEND REINVEST 08/31/06 CLOSING BALANCE 58,351.13 TOTAL S2,4194.44 $260.S• INTEREST DATE DESCRITION SYNSOUCUSIP QUANTITY RATE (%) OMR AMOUNT =TNT AMOUNT 060106 METROPOUTAN TRANSN AUTH N Y 59259RID6 300.000 3.5800 853.73 00 SUB SER Al DUE 11/01/2034 3.580 REO NT ON 300000 ENO RED 013108 PAY 0601/06 08/0106 NEW YORKaTY N Y G/0 SER B8 649660RT6 100.000 3.6000 306.33 MINFM DUE 08/15/2024 3800 REG INT ON 100000 END RED 07/31/08 ANY OSMAN 027 CAVOLOEWTSIS 001 W14 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00055751 EFTA00011155 CLEARED THROUGH ITS AMOLLY OVAED SJELSID A=IY GAME SERyiertG YOUR ACCOUNT Sear. Steams Securities Corp. Bear. Stearns & Co. Inc. BEAR STEARNS GAIISLAINE MAXWELL 8 e a STATEIAEtil PERIOD August 1, 2006 THROUGH August 31, 2006 Transaction Detail (continued) ACCOUNT NUMBER TAXPAYER NUMBER On Ale INTEREST (continuo:0 LAST STATEMENT July 31, 2006 DATE DESempnom SYMBOL/GUMP QUANTITY RATE (V DERR AMOUNT CREDIT AMOUNT 08/03/06 METRCPOUTAN TRANSN AU111 N Y 59259RED2 100.000 3.5800 284.22 REV MDOSER 0-2 DUE 11/012032 3.580 REG INT ON 100000 EIND REG 0701,08 PAY 080008 TOTAL $1,444.28 End of Statement **It" 027 090106:07:58 001 V914 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00055752 EFTA00011156