EFTA01282702

Extracted Images (2) #

Page 1 #Report

Page 2 #Report

Extracted Text #

COVER SHEET FOR GLOBAL MAR
KETS WITH NETTING CHECKLIST
for Signature and for Processing
To:           Cynthia Cuomo
for Signature
To:           Milagros Morales
for Processing
From:        Ajinkya Natarajan
Date:      October 10, 2015
Counterparty/Agent Name:           Southern Trust Company, Inc.
CP Principal (if applicable):
Jurisdiction of Organization: USA
Entity Type:               Corporation
Type of Agreement:
ISDA Master        Credit Support      Amendment           Futures &
Agreement                                                                  Other
Annex                              Options Agrmt
(scanning only)
0
❑         COUNTERPARTY IS URGENTLY REQUESTING THE
RETURN OF THIS AGREEMENT.
Attached, please find the following for review and signature:
Execution copies of the above referenced agreement hetwee
n Deutsche Rank AG and
Southern Trust Company, Inc. dated as of October 10, 2015 .
O       Supporting documentation: Enclosed or Missing/Pending:
Enc. or M/P                                                  Enc. or M/P
Secretary of State/Registration                           Legal Opinion 0 Waived
Certificate of IncJRestated Certificate of Inc.
Guaranty
Charter and By-laws
Guaranty Signature Specimen/ Incumbency
Offering document                                          IRS Tax Form W-9
Limited Partnership Agreement                              IRS Tax Form W-8ECI
Corporate Resolution(s)                                    IRS Tax Form W-8REN
Signature Specimen/Incumbency                              IRS Tax Form W-8IMY
Investment Management Agreement                            Other:
Sub-Management/Sub-Advisory Agreement                      Other:
O          Rlackline copy (against template).
PLM CONTRACT NUNC4
EI 0330
SDNY_GM00038236
R:/Global _Markets/Netting Info/CCOREhlett
CONFIDENTIAL - PURSUANT TO FED_ R CRIM. P. 6(e)
rIrNTIAL                                         DB-SDNY-0001060
EFTA_00148845
EFTA01282702
PARAGON LEGAL MODULE (PLM) - NETT
ING INFORMATION STORAGE SHEET
Negotiator:      AJINKYA NATARAJAN
Countcrparty:             Southern Trust Company, Inc.
Contract tt:             640330
Contract Type:           Isda And Csa Amendment
Please store the following information in Paragon Legal
Module:
In the master agreement's Contract Details Screen:
Credit Line Netting:          YES                    NO      O
Regulatory Netting            YES                    NO      O
In the CP Properties Screen for the Head Office:
Credit Line Netting:          YES   O                NO      O
Regulatory Netting            YES                    NO     ❑
In the CP Properties Screen for the CP Office
Credit Line Netting:          YES                    NO              N/A   ❑
Regulatory Netting            YES                    NO              N/A   O
In the CP Properties Screen for the CP Office
Credit Line Netting:           YES                    NO              N/A   O
Regulatory Netting             YES                    NO              N/A   ❑
In the CP Properties Screen for the CP Office
Credit I .ine Netting:         YES                    NO              N/A   O
Regulatory Netting         YES                        NO              N/A   O
In the field "Netting Comment":
In the field "Attention to":
-isi- -.-tryENGIFIAL
SDNY_GM_00038237
R:/Global _Markets/Nening Info/
CONFIDE -NTIAL PURSUANT TO FED. R. CRIM. P. 6(e)                                               DB-SONY-0001061
EFTA_00I 48846
EFTA01282703