EFTA01282589
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AMENDMENT AGREEMENT
This AMENDMENT AGREEMENT ("Amendment") is dated as of October 12. 2015 and is made
between DEUTSCHE BANK AG ("Party A") and SOUTHERN FINANCIAL, LLC ("Pasty B").
Party A and Party B have entered into an ISDA Master Agreement dated as of October 28, 2013, and
the Credit Support Annex ("CSA") to the Schedule thereto (the "Agreement");
The panics agree to amend certain terms and provisions of the Agreement;
In consideration of the mutual agreements contained in this Amendment, the panics agree as follows:
1. Pan 3 of the Schedule to the Agreement is hereby deleted in entirety and replaced as follows:
"Pan 3. Agreement to Deliver Documents.
(a) For the purpose of Section 4(aRi). the documents to he delivered are:
Party required to deliver Fora/Doemitscat/ Date by vytkb to be
document Certificate delivered
Pait A properly executed a (i) Upon execution of this
United States Internal Agreement, (ii) promptly
Revenue Service Form W.9 upon reasonable demand by
(or any successor thereto), a Party D and (iii) promptly
United States Internal upon learning that any such
Revenue Service Form W- form previously provided by
SIMY and withholding Party A has became obsolete
statement with attached or incorrect
Form W-9 and a United
States Internal Revenue
Service Form W.8BEN (or
any successor Items
thereto)
Party 13 An executed United States Upun execution of this
Internal Revenue Service Agreement. 00 promptly
Form W-9 (or any upon reasonable demand by
successor thereto) in Party A and (iii) promptly
relation to Party II and upon learning that any such
Southern Trust Company. form previously provided by
Inc Party B has become obsolete
or incorrect
Pall) A and Party B Any forms required by the On or before the date such
governmental or tax forms are prescribed by law
authonties in the Relevant to be supplied and otherwise
Jurisdictions to be delivered at the time or times
relating to transactions reasonably requested by the
under this Agreement. other party, hut in no event
including (cams required before the form and content
pursuant to section 1371(b) of such forms or other
or section I472(b)( I ) of the documentation are made
Internal Revenue Coyle of known by the IRS or
1986 or to any other Relevant Jurisdiction tax
domestic or international authority
law or intergovernmental
agreement which brings
such sections into force in
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the Relevant Jurisdictions.
art amended, and any other
documentation reasonably
requested by the other party
as it relates thereto
(b) Fur the purposes of Section 4(aXii), the other documents to be delivered (which will
be covered by the representation in Section 3(d) of the Agreement if specified) are as
follows:
Party required to FormiDoennvenV Date by which to be Covered by Section 3(d)
deliver document Certificate deli. ri ed Retiresttttt ion:
Party A and Evidence of the authority. Upon or prior to the Yes
Party R incumbency and specimen exec-anon and delivery of
signature of each person this Agreement and, with
executing this Agreement or respect to arty Confirmation
any Confirmation, Credit upon request by the other
Support Document or other PAM
document entered into in
connection with this
Agreement on its behalf or
otherwise, as the cave may be.
Marry It Its most recent Certificate of As of the execution of this Yes
Formation and Operating Agicennent, or upon any
Agreement material change in such
documents
Party A A copy of the most recent Promptly after request by the Yes
annual report containing other party
consolidated financial
statements of such party or its
Credit Support Provider, if
any, and such other public
information respecting the
condition or operations.
financial or otherwise of such
party or its Credit Support
Provider, if any, as the other
party may reasonably request
from time to time
Party B A copy of the most recent Promptly after request by the Yes
annual report containing other party
consolidated financial
statements of such pony or its
Credit Support Provider. if
any, and such information
respecting the condition or
operations. financial or
otherwise of such party or its
Credit Support Provider, if
any, as the other party may
reasonably request from time
to time
Party B Quarterly report within ten (10) business Yes
of uncniannhered cash and days after the end of the
m.Pketable sccunties. relevant calendar quarter
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Party A and Pany II A duly executed and delivered As of execution of this Yes
copy or the Credit Support Agreement.
Document
Party R A legal opinion in a form Upon execution of this No"
satisfactory to Pasty A with Aptenent and any Credit
respect to Party LS Support Document
2. Paragraph 13(IXiXA) of the Credit Support Annex to the Schedule to the Agreement shall be
deleted in its entirety and replaced with the following:
"(A) "Aggregate Ceiling Limit" means USD 100,000.0007
3. Polygraph 13(Igigl) of the Credit Support Annex to the Schedule to the Agreement shall be
deleted in its entirety and replaced with the following:
"(I) "TieII Ceiling Limit means USD 100,000,0007
4. Paragraph 13(1)(iX11) of the Credit Support Annex to the Schedule to the Agreement shall be
deleted in its entirety and replaced with the following:
"(11) "77a / Ceiling Limir means USD 100,000,0007
5. Paragraph 13(IXigE) of the Credit Support Annex to the Schedule to the .\greement shall be
deleted in its entirety and replaced with the following:
"(E) "77es III Ceiling Limit means USD 50,000,0007
6. Paragraph i3(IXiXO) of the Credit Support Annex to the Schedule to the \grcement shall tc
deleted in its entirety and replaced with the following:
"(O) "Tier IV Ceiling Limit means USD 50,000.000."
7. Each party represents to the other party in respect of the Agreement, as amended pursuant to
this Amendment, that the representations made by it pursuant to the Agreement are true and
accurate as of the date of this Amendment.
8. This Amendment constitutes the entire agreement and understanding of the parties with
respect to its subject matter and supersedes all oral communication and prior writings (except
as otherwise provided herein) with respect thereto.
9. Except as specifically modified by this Amendment, all the terms and provisions of the
Agreement will continue in full force and effect. References to the Agreement will be to the
Agreement, as amended by this Amendment.
10. Capitalised tents used in this Amendment and not otherwise defined herein shall have the
meanings specified for such terms in the Agreement.
II. Each of the parties to this Amendment will deliver to the other party, upon execution of this
Amendment. evidence of the authority and true signatures of each official or representative
signing this Amendment on its behalf.
12. This Amendment may be executed and delivered in counterparts, each of which will be
deemed an original.
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13. 'this Amendment will be governed by and construed in accordance with the laws of the State
ofNew York (without reference to its choice of law doctrine).
The parties have executed this Amendment with effect from the date appearing in the first paragraph
above.
DE AG
astian Marcilesti
By:
Name: ident
By: By:
Name: Name:
Date: Eduardo Waite Date: 10 —!S
Vice President
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