EFTA01281966
Dataset 10 · 43 pages · 369 KB · 442 words
Extracted Images (43) #
People (2) #
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KYC Print Page 1 of 43 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01977698 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL FtELATIONSHIP Booking Center: New York Relationship Manager: Stewart Oldfield ❑ New PWM Relationship n Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: *** 2018 Periodic Review *** IZ Client Referral • RM Prospect ❑ Intermediary/F1M 0 Other Source (C18, etc.) HOw Was the Olent(s) Introduced? How long has the Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein RN personally known the reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship.. client? last Approved KYC # - - ; Butterfly Trust - ; Neptune, LLC - Does Deutsche Bank pay a • Yes 2 No retrocession or similar compensation to a third party for the introduction of this (If yes, describe) relationship? List all existing and new accounts involved In this relationship Legal Entity Account Name I Number Opening Date (intended/actual) Account(s) 1 • & Karyna Shuhak- 12/13/2013 2 rA Butterfly Trust - 1/24/2014 3 F Neptune LLC - 10/18/2013 Who is the primary contact person for the RM? (Note: Preferred method of contact ThiS person needs to have (indicate phone no., fax no., signatory rights and/or e-mall address, etc.): information right for the accounts.): SDNY_GM_00037218 CONFIDENTIAL- PURSUANT TO FED. R. tONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&eid=5000e00001N... 7/10/2019 oB-SONY-0000042 EFTA_00147831 EFTA01281966 SON,M,a37219 CONFIDENTIAL EFTA,107832 EFTA01281967 SONV,M_000,7220 CONFIDENTIAL EFTA,107833 EFTA01281968 SON,M,037231 CONFIDENTIAL EFTA,107834 EFTA01281969 SONV_GN,a37212 CONFIDENTIAL EFTA,I47835 EFTA01281970 SONV_GN,a37233 CONFIDENTIAL EFTA,I47836 EFTA01281971 SONV_GN,a37231 CONFIDENTIAL EFTA,I07837 EFTA01281972 SON,M,037235 CONFIDENTIAL EFTA,I0783E EFTA01281973 SONV_G1,00697238 CONFIDENTIAL EFTA,147839 EFTA01281974 SONV_GN,a97221 CONFIDENTIAL EFTA,107340 EFTA01281975 SON,M,037228 CONFIDENTIAL EITA,1072.41 EFTA01281976 SONV_GN,a3R39 CONFIDENTIAL EFTA,107342 EFTA01281977 SON,M,a372,0 CONFIDENTIAL EFTA,1072.43 EFTA01281978 SON,M,0372I1 CONFIDENTIAL EFTA,1072,14 EFTA01281979 SON,G,A,MRI1 CONFIDENTIAL EFTA,1072.43 EFTA01281980 SONV_GN,a37213 CONFIDENTIAL EFTA,1072,16 EFTA01281981 SON,M_000,7211 CONFIDENTIAL EITA,107847 EFTA01281982 SONV_GN,a972. CONFIDENTIAL EFTA,107348 EFTA01281983 SON,M_000,72. CONFIDENTIAL EFTA,I 478. EFTA01281984 SONV_GIA,MRI) CONFIDENTIAL EFTA,I07850 EFTA01281985 SONV_GN,a972I8 CONFIDENTIAL EFTA,10785I EFTA01281986 SON,G,A,a972N CONFIDENTIAL EFTA,I07852 EFTA01281987 SON,,000,7.0 CONFIDENTIAL EFTA,I07853 EFTA01281988 SON,M,a3R11 CONFIDENTIAL EFTA,I07850 EFTA01281989 SON,G,A,MR. CONFIDENTIAL EFTA,I07853 EFTA01281990 SON,M,037.3 CONFIDENTIAL EITA,107856 EFTA01281991 SONV_GN,a3R11 CONFIDENTIAL EFTA,I07857 EFTA01281992 SONV_GIA,MR. CONFIDENTIAL EFTA,107858 EFTA01281993 SONV_GIA,MR. CONFIDENTIAL EFTA,I07859 EFTA01281994 SON,M,a37.17 CONFIDENTIAL EFTA,147860 EFTA01281995 SONV_GN,a37218 CONFIDENTIAL EFTA,I078fiI EFTA01281996 SON,M_000,72. CONFIDENTIAL EFTA,1471162 EFTA01281997 SONV_GN,a37230 CONFIDENTIAL EFTA,107863 EFTA01281998 SON,M,037251 CONFIDENTIAL EFTA,I078. EFTA01281999 SON,M,037251 CONFIDENTIAL EFTA,1078E5 EFTA01282000 SONV_GIA,MR. CONFIDENTIAL EFTA,107866 EFTA01282001 SON,M,037250 CONFIDENTIAL EFTA,10780 EFTA01282002 SON,I,A,antss CONFIDENTIAL EFTA,107868 EFTA01282003 SONV_GIA,MR. CONFIDENTIAL EFTA,107869 EFTA01282004 SONV_GN,a3723.1 CONFIDENTIAL EFTA,I07870 EFTA01282005 SONV_G1,0069n. CONFIDENTIAL EFTA,10787I EFTA01282006 SONV_GIA,MR. CONFIDENTIAL EFTA,107872 EFTA01282007 SON,M_000,72. CONFIDENTIAL EFTA,107873 EFTA01282008